Eagle Compliance and Risk Consultancy
Our Services
Board Advisory Services
We provide a comprehensive retainer model for company boards, offering direction, guidance, and expert advice on risk management best practices.
- Advising board members on AML regulatory compliance requirements
- Delivering training on AML, Anti-Fraud, Financial Crime, and related regulatory requirements
- Evaluating strategic growth and partnership initiatives from an AML risk perspective
- Overseeing and advising on risk remediation programmes
Managed Compliance and Risk Services
We offer tailored services to ensure ongoing compliance and risk mitigation, including:
- Regular reviews of the risk landscape to assist in aligning company strategies to address emerging threats
- Ongoing monitoring of compliance with risk management policies, supported by metric-based reporting and automation
Know Your Customer (KYC), Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD)
We provide end-to-end solutions for KYC, CDD and EDD, helping your organisation:
- Effectively identify, verify, and monitor clients in line with regulatory requirements
- Implement thorough KYC processes to meet compliance standards
- Assess customer risk based on factors like geography, industry, and transaction behaviour
- Undertake in-depth investigations for high-risk or complex clients through our EDD services
- Set up continuous monitoring for suspicious transactions and re-screen clients periodically
Sanctions, Politically Exposed Persons (PEPs), and Adverse Media Screening
We manage screening systems to mitigate regulatory, reputational, and financial risks, including:
- Screening customers and third parties against global sanctions lists
- Identifying PEPs and assessing associated risks
- Monitoring adverse media mentions to detect potential links to financial crimes or other illegal activities
- Customising risk thresholds and providing ongoing monitoring
Training and Capacity Building
Our training programmes empower your team to manage compliance and mitigate risks, with tailored modules focused on:
- AML, KYC, sanctions, data privacy, fraud detection, and operational risk management
- Case studies, practical scenarios, and interactive exercises to engage participants
- Continuous professional development and refresher courses to keep your team updated on emerging risks and regulatory changes
Each of our services is designed to ensure that your organisation is not only compliant, but also proactive in managing risk, safeguarding against financial crimes, and adapting to the ever-evolving regulatory landscape.
Compliance and Risk Assessments
We conduct in-depth assessments to identify vulnerabilities and provide actionable recommendations for mitigation, including:
- AML risk assessments and gap analyses
- Risk and Control Self Assessments (RCSA), ensuring structured compliance with regulatory requirements
- Developing and implementing risk management frameworks aligned with global and local standards
- Detailed reviews of specific risks, processes, or programmes by relevantly experienced experts
Comprehensive AML Programme Development
Our AML compliance programmes are designed to meet both local and global regulations, featuring:
- Tailored policies, procedures, systems, controls, and reporting mechanisms
- Regular updates to ensure ongoing alignment with evolving legal and regulatory changes
Transaction Monitoring and Reporting Solutions
Our services ensure effective transaction monitoring systems, including:
- Setting up and optimising automated systems for detecting suspicious activities
- Independent benchmarking and ongoing system reviews to ensure appropriate rule-based scenarios
- Support with Suspicious Activity Report (SAR) filings and regulatory reporting
Independent Audits and Testing
Our Independent AML Audit and Testing service evaluates the effectiveness of your AML programme, ensuring:
- Compliance with regulatory standards and industry best practices
- Thorough testing of transaction monitoring, sanctions, PEP, and adverse media screening systems
- Assessments of KYC, CDD and EDD processes
- Preparation for regulatory audits and external inspections
Risk Management and Mitigation Strategies
We help companies identify, assess, and mitigate risks across various domains, including:
- Conducting comprehensive risk assessments and developing tailored risk mitigation strategies
- Creating robust business continuity and crisis management plans
- Identifying and addressing cybersecurity, data breach, and system failure risks
- Ongoing monitoring and reporting to support real-time decision-making
Ongoing Advisory and Monitoring Services
We provide continuous advisory support and monitoring, ensuring your compliance and risk management programmes stay effective, including:
- Monitoring regulatory changes and offering timely updates
- Supporting real-time risk detection and mitigation strategies
- Conducting periodic reviews of your frameworks to enhance effectiveness
- Preparing your organisation for regulatory audits, inspections, and compliance reporting
Eagle Compliance and Risk Consultancy have a wealth of experience in both local and international markets. We are dedicated to applying our expertise to drive growth and business development, by ensuring the delivery of successful and sustainable results.
contactus@eagle-compliance.com